LEXYOM LAW LLP

Introduction What is Insider Trading? Insider trading refers to the buying or selling of securities by individuals who possess material,...

Introduction Asset-backed tokens are digital tokens backed by real-world assets such as real estate, commodities, or securities. These...

Introduction Integration rules are regulations established by the Securities and Exchange Commission (SEC) that determine whether...

Introduction SEC filings are documents submitted by publicly traded companies to the Securities and Exchange Commission (SEC) containing...

Introduction Understanding Regulatory Requirements Regulatory reporting and recordkeeping are essential components of compliance for...

Introduction Proprietary trading involves trading financial instruments, such as stocks, bonds, currencies, and derivatives, using a...

Introduction Insider trading refers to the buying or selling of securities by individuals who have access to material, non-public...

Introduction What are Cross-Border Operations? Cross-border operations refer to the activities of brokerage firms that extend beyond the...

Introduction The Securities Act of 1933 regulates the offer and sale of securities to the public. It requires companies to register their...

Introduction The Securities and Exchange Commission (SEC) is a regulatory agency responsible for overseeing the securities markets and...

Introduction What is Investor Accreditation? Investor accreditation refers to the criteria that individuals or entities must meet to...

Introduction Non-Objection Letters are official communications issued by the Securities and Exchange Commission (SEC) in response to...

Introduction High-frequency trading (HFT) refers to the use of advanced algorithms and technology to execute a large number of trades at...

Introduction State securities laws, often referred to as "blue sky laws," regulate the offer and sale of securities within individual...

Introduction Compliance training plays a crucial role in ensuring that employees understand and adhere to regulatory requirements,...

Introduction What is Order Execution? Order execution refers to the process of completing a securities transaction according to the...

Introduction What are Offering Circulars? Offering circulars are legal documents used by companies to disclose essential information to...

Introduction Proprietary trading, often referred to as "prop trading," involves trading financial instruments using a firm's own capital...

Introduction Proprietary trading (prop trading) involves trading securities, commodities, or other financial instruments using a firm's...

Introduction What is Regulation CF (Reg CF)? Regulation CF, also known as Title III Crowdfunding, is a provision under the Securities and...